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30 Day Change of Information Requirement

A firm receiving a permit shall file with the Board a written notification of any of the following events within thirty (30) days after its occurrence:

(a) Formation of a new firm;

(b) Addition of a partner, member, manager or shareholder;

(c) Retirement, withdrawal or death of a partner, member, manager or shareholder;

(d) Any change in the name of the firm;

(e) Dissolution of the firm;

(f) Change in the management of any branch office in this State;

(g) Establishment of a new branch office or the closing or change of address of a branch office in this State; or

(h) The occurrence of any event or events which would cause the firm not to be in conformity with the provisions of the Act or this Rule.

13.2. In the event of any change in legal form of a firm, such new firm shall within thirty (30) days of the change file an application for the issuance of a permit in accordance with these Rules and pay the fee required by these Rules

Form for Notifying Board of a Change in Firm Name/Address or Firm Organization

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